Regulatory

We have a class-leading Regulatory Practice with a team of experienced regulatory counsel.

  • We understand your needs – our team members include former senior in-house counsel with major financial institutions
  • We understand how regulators think – we have a unique team of former regulators
  • We take a practical and risk-focused approach – we provide real answers to your problems

Regulatory 

  • Regulatory Advice
  • Account Opening Documentation
  • Brokerage Agreements
  • Clearing Agreements
  • Compliance Manuals
  • Cross-border Regulatory Analysis
  • FATCA and CRS
  • ISDAs
  • Licence and Regulatory Approval
  • Outsourcing Advice and Service Level Agreements Applications
  • Regulatory Training

FinTech 

  • Regulatory Advice
  • Regulatory Sandbox and Licence Applications
  • Compliance Manuals
  • Transactional Documents
  • Website Terms and Conditions

Funds 

  • Funds Formation/Constitutional Documentation
  • Investment Management/Fund Management Agreements
  • Regulatory Advice
  • Cross-border Marketing
  • Clearing Agreements
  • Funds Administration Agreements
  • Prime Brokerage Agreements
  • Service Level Agreements
  • Funds Prospectuses
  • Information Memo and Marketing Documents

Key Contacts

Tran Thanh Hai (Mr.)

Ho Chi Minh City Office
Cell.(+84) 903 02 74 89
Email: hai.tran@rhtlawtaylorwessing.com.vn

Ho Chi Minh City Office
Cell. (+84) 973 753 111